SEC Form U-3A-2 Definition
What Was SEC Form U-3A-2? The now-obsolete SEC Form U-3A-2 was required to be filed with the Securities and Exchange Commission (SEC) by any holding company that wanted to buy or merge with a utility company, and thus sought an exemption from the Public Utilities Company Holding Act (PUHCA) of 1935. Key Takeaways Holding companies that