What Is an Advisor? An advisor is any person or company involved in providing financial advice for payment. Advisors may advise people about investing and investments. Or they may actually invest capital for investors. Registered investment advisors (RIA) and investment advisory companies (IAC) are two registered entities that investors look to for investment management. They’re
What Is an Advisor Account? An advisor account is a type of investment account where investment advisory services are included to help a client formulate and implement investment purchases and strategies. With the growth of robo advisory services, advisor accounts can include multiple levels of service and advice. Many platforms also provide a mix of
What Is an Advisor Fee? An advisor fee is a fee paid for professional advisory services on matters related to money, finances, and investments. It can be charged as a percentage of total assets or it may be associated with a broker-dealer transaction in the form of a commission. Key Takeaways Advisor fees are paid
What Is Advisory Management? The term advisory management refers to the provision of professional, personalized investment guidance. Advisory management services allow private individuals to consult with investment professionals before making changes to their portfolios. Advisory management professionals have expertise in one or more investment areas and provide guidance that is tailored to an individual’s specific
What Is Adweek? Adweek is a U.S.-based weekly trade publication covering the business of advertising. In its print and online publications, it covers a wide range of advertising-related topics that extend beyond traditional advertising to new media and pop culture. First published in 1979, Adweek is currently owned by investment company Shamrock Capital, which bought it from
What Is the Amsterdam Stock Exchange (AEX) .AS? Founded in 1602, along with the creation of the Dutch East India Company (VOC), the Amsterdam Stock Exchange is considered the oldest, still-functioning stock exchange in the world. The need for a bank grew with the prevalence of European trade and with the need to offer financiers a
What Is an Affidavit of Title? An affidavit of title is a legal document provided by the seller of a piece of property that explicitly states the status of potential legal issues involving the property or the seller. The affidavit is a sworn statement of fact that specifies the seller of a property holds the
What Is an Administrative Charge? An administrative charge is a fee charged by an insurer or other agency responsible for administering an insurance policy to cover expenses related to record-keeping and/or additional administrative costs. It is also referred to as an “administrative fee.” Key Takeaways An administrative charge or fee is an expense charged to
What is Administrative Law? Administrative law is the body of law that governs the administration and regulation of government agencies (both federal and state). Key Takeaways Administrative law involves the administration and regulation of federal and state government agencies.Government agencies have purview over a wide variety of economic functions, such as telecommunications, the financial market
What Is an Administrative Order-on-Consent (AOC)? An administrative order-on-consent (AOC) is an agreement between an individual, business, or other entity and a regulatory body in which the offender agrees to pay for damages caused by violations and to cease activities that caused them to occur. Administrative orders-on-consent, or AOCs, are most often associated with environmental
