SEC Form X-17A-5
What is SEC Form X-17A-5 SEC Form X-17A-5 is a financial reporting form that all broker-dealers who are registered with the U.S. Securities and Exchange Commission (SEC) must complete. This form consists of three parts and contains an annual audit that must be performed by a certified public accountant (CPA). Breaking Down SEC Form X-17A-5 SEC Form X-17A-5 must be