What Is SEC Form F-3? SEC Form F-3 is a regulatory short form to register securities that is used by foreign private issuers who meet certain criteria. When applicable, this form, also known as the “Registration Statement,” must be filed with the Securities and Exchange Commission (SEC) in accordance with the Securities Act of 1933. Key Takeaways SEC Form
What Is SEC Form F-4? SEC Form F-4 is a filing that the U.S. Securities and Exchange Commission (SEC) requires for the registration of certain securities by foreign issuers. SEC Form F-4 supports the registration of securities involving foreign private issuers in connection with exchange offers and business combinations. Key Takeaways SEC Form F-4 is
What Is SEC Form F-6? SEC Form F-6 is a regulatory document that all investment firms must register with the Securities and Exchange Commission (SEC) if they wish to offer American Depositary Receipts (ADRs) issued by a depositary against the deposit of the securities offered by a foreign issuer. Key Takeaways SEC Form F-6 is
What Is Form F-6EF? Form F-6EF is a filing with the Securities and Exchange Commission (SEC). This form is also known as the Registration for Depository Shares form. Form F-6EF is required for publicly-traded foreign companies who wish to have shares of their company trade as American Depository Receipts (ADRs) on American stock markets. An
What Is SEC Form F-7? SEC Form F-7 is a filing with the Securities and Exchange Commission (SEC). The form is required by publicly-traded Canadian foreign private issuers offering rights to U.S. investors. The SEC requires that if an issuer is registered using SEC Form F-7, the rights must be granted to U.S. shareholders on terms
What Is SEC Form 10-SB? SEC Form 10-SB was a filing with the Securities and Exchange Commission (SEC), also known as the General Form for Registration of Securities for Small Businesses. It was used to register the securities of small businesses that wished to trade on U.S. exchanges. The filing contained information such as the
What Is SEC Form 11-K? SEC Form 11-K is a Securities and Exchanges Commission (SEC) form that publicly traded companies are required to file yearly. The form includes information about stock purchases made by employees, as well as any savings plans or similar plans that own interests in any securities that are registered under the Securities
What Is SEC Form 12b-25? SEC Form 12b-25, also known as the Notification of Late Filing, is the document a public company must file with the Securities and Exchange Commission (SEC) when its anticipates missing the deadline for other key filings, such as quarterly financial results. By filing Form 12b-25, a company may avoid penalties
SEC Form 15: An Overview SEC Form 15 is a voluntary filing with the Securities and Exchange Commission (SEC), also known as the Certification and Notice of Termination of Registration. It is used by companies to revoke their registrations as publicly-traded corporations. Form 15 is typically used by small companies with a limited number of
What Is SEC Form 15-12G? SEC Form 15-12G is a form that allows for certification of termination of registration of a class of security under Section 12(g) or notice of suspension of duty to file reports pursuant to Sections 13 and 15(d) of the Securities Exchange Act of 1934. Key Takeaways SEC Form 15-12G is
