Definition of SEC Form 15-15D SEC Form 15-15D is a certification of termination of registration of a class of security under Section 12(g) or a notice of suspension of duty to file reports pursuant to Section 13 and 15(d) of the 1934 Securities Exchange Act. Breaking Down SEC Form 15-15D Sections 13 and 15(d) of
What Is SEC Form 15F? SEC Form 15F is a voluntary filing with the Securities and Exchange Commission (SEC), also known as the Certification of a Foreign Private Issuer’s Termination of Registration. It is used by publicly traded foreign companies to revoke the registration of their securities. Key Takeaways Form 15F is a voluntary filing
What Is SEC Form 18? SEC Form 18 is a filing with the Securities and Exchange Commission (SEC) that foreign governments and their subdivisions must submit to issue a new security for sale in the United States. It is more commonly known as the Application for Registration of Foreign Governments and Political Subdivisions. The standard
What Is SEC Form 18-12B? SEC Form 18-12B is a filing with the Securities and Exchange Commission (SEC). The form is also known as the Application for Registration of Foreign Governments and Political Subdivisions and is used to register debt securities to be offered by foreign governments in the U.S. markets. Key Takeaways: SEC Form 18-12B
What Is SEC Form 18-K? SEC Form 18-K applies to non-U.S. sovereign governments and their political entities to file annual reports with the Securities and Exchange Commission (SEC). The need to submit the form applies only if the foreign government or its political entities have debt securities registered under Schedule B and have listed the
What Is SEC Form 19b-4? SEC Form 19b-4 is a form that is used to inform the Securities and Exchange Commission (SEC) of a proposed rule change by a self-regulatory organization (SRO) pursuant to Rule 19b-4 under the Securities Exchange Act of 1934. An SRO is a non-governmental body that exercises some degree of regulatory
What Is the SEC Form 20-F? SEC Form 20-F is a form issued by the Securities and Exchange Commission (SEC) that must be submitted by all “foreign private issuers” with listed equity shares on exchanges in the U.S. Form 20-F calls for the submission of an annual report within four months of the end of
What Is SEC Form 20FR12B? SEC Form 20FR12B is a regulatory filing with the Securities and Exchange Commission (SEC) used to register the securities, debt or equity, of a foreign company that wishes to trade on U.S. exchanges. This filing is also known as the Registration for a Class of Foreign Private Issues. Information required on this form ranges
What Is SEC Form 24F-2? SEC Form 24F-2 is a filing that must be submitted annually by open-end management companies in order to collect the requisite fees owed by them to the Securities and Exchange Commission (SEC). The form is also required for face-amount certificate companies and unit investment trusts (UITs). The form must specify
What Is SEC Form 24F-2NT? SEC Form 24F-2NT is a filing used to inform the Securities and Exchange Commission (SEC) of the sale of additional securities. Investment management companies, such as mutual funds, must file SEC Form 24F-2NT when they sell more shares than initially stated in their registration filings. Key Takeaways SEC Form 24F-2NT
