What Is SEC Form 11-K? SEC Form 11-K is a Securities and Exchanges Commission (SEC) form that publicly traded companies are required to file yearly. The form includes information about stock purchases made by employees, as well as any savings plans or similar plans that own interests in any securities that are registered under the Securities
What Is SEC Form 12b-25? SEC Form 12b-25, also known as the Notification of Late Filing, is the document a public company must file with the Securities and Exchange Commission (SEC) when its anticipates missing the deadline for other key filings, such as quarterly financial results. By filing Form 12b-25, a company may avoid penalties
SEC Form 15: An Overview SEC Form 15 is a voluntary filing with the Securities and Exchange Commission (SEC), also known as the Certification and Notice of Termination of Registration. It is used by companies to revoke their registrations as publicly-traded corporations. Form 15 is typically used by small companies with a limited number of
What Is SEC Form 15-12G? SEC Form 15-12G is a form that allows for certification of termination of registration of a class of security under Section 12(g) or notice of suspension of duty to file reports pursuant to Sections 13 and 15(d) of the Securities Exchange Act of 1934. Key Takeaways SEC Form 15-12G is
Definition of SEC Form 15-15D SEC Form 15-15D is a certification of termination of registration of a class of security under Section 12(g) or a notice of suspension of duty to file reports pursuant to Section 13 and 15(d) of the 1934 Securities Exchange Act. Breaking Down SEC Form 15-15D Sections 13 and 15(d) of
What Is SEC Form 15F? SEC Form 15F is a voluntary filing with the Securities and Exchange Commission (SEC), also known as the Certification of a Foreign Private Issuer’s Termination of Registration. It is used by publicly traded foreign companies to revoke the registration of their securities. Key Takeaways Form 15F is a voluntary filing
What Is SEC Form 18? SEC Form 18 is a filing with the Securities and Exchange Commission (SEC) that foreign governments and their subdivisions must submit to issue a new security for sale in the United States. It is more commonly known as the Application for Registration of Foreign Governments and Political Subdivisions. The standard
What Is SEC Form 18-12B? SEC Form 18-12B is a filing with the Securities and Exchange Commission (SEC). The form is also known as the Application for Registration of Foreign Governments and Political Subdivisions and is used to register debt securities to be offered by foreign governments in the U.S. markets. Key Takeaways: SEC Form 18-12B
What Is SEC Form 18-K? SEC Form 18-K applies to non-U.S. sovereign governments and their political entities to file annual reports with the Securities and Exchange Commission (SEC). The need to submit the form applies only if the foreign government or its political entities have debt securities registered under Schedule B and have listed the
What Is SEC Form 19b-4? SEC Form 19b-4 is a form that is used to inform the Securities and Exchange Commission (SEC) of a proposed rule change by a self-regulatory organization (SRO) pursuant to Rule 19b-4 under the Securities Exchange Act of 1934. An SRO is a non-governmental body that exercises some degree of regulatory
